Compliance Associate at Insigneo

Are you looking for new career opportunities? Do you want to be part of a global company that specializes in financial services? If youre a compliance professional with a passion for regulatory frameworks, we want to hear from you!
We offer you
The opportunity to play a key role in a reputable company that will provide you with all the tools to grow professionally.
Development opportunities within the company.
The chance to be part of a team of highly skilled professionals.
A hybrid work model.
Competitive compensation and additional benefits.

What will be your main focus in this position?
As a Compliance Associate at Insigneo, your primary responsibility will be to support the compliance team in ensuring the company adheres to local and international regulations, particularly those set by the Central Bank of Uruguay. You will work closely with other departments to maintain and update policies, assist in audits, and ensure that internal procedures align with the regulatory requirements.

Responsibilities and Challenges
Assist in the development and implementation of policies and procedures to comply with local and offshore regulatory bodies, especially focusing on Central Bank of Uruguay regulations.
Communicate changes in policies, procedures, and the regulatory environment to employees and registered representatives.
Integrate regulatory updates into internal policies and ensure compliance with external regulatory agencies.
Assign training modules to registered representatives in line with regulatory requirements.
Participate in internal and external audits to ensure compliance and identify areas for improvement.
Assist in preparing reports with recommendations for improvements to operational procedures, product redesign, and other internal compliance requirements.
Implement corrective actions based on audit results or regulatory recommendations.
Prepare ad hoc reports as needed and complete other duties as necessary.

What skills and qualities will help you succeed in this role?
Bachelors degree in Business Administration, Accounting, Economics, or a related field.
At least two years of relevant work experience in a similar role.
An interest in obtaining FINRA licenses (S7, S24).
Bilingual in English and Spanish (Portuguese is a plus).
Knowledge of FINRA (Financial Industry Regulatory Authority) and SEC regulations.
Familiarity with industry regulations, financial industry products, and broker-dealer operations.
Knowledge of Banco Central rules.
Proficiency in Microsoft Office products.

Working Conditions: This is a full-time position with a hybrid work model. This is an excellent opportunity to join a prestigious company that offers a supportive work environment and compensation that matches the responsibilities of the role.
Ready to take the next step in your career? Lets make it happen apply now and join an amazing team!

This opportunity is also part of the promotion of employment for people with disabilities as per Law No. 19.691 and Decree 73/019, provided the candidate meets the necessary qualifications for the position.